Click here for Clearing Firm's Margin Disclosure Document
SEC Rule 11Ac1-6 requires broker-dealers to disclose, on a quarterly basis and on a public web site, the identity of the market centers to which they route a significant percentage of their orders. Kestra Financial has a relationship with clearing broker, National Financial Services, LLC (NFS). Please click on the link below to access this information.
Check the background of Kestra Financial on FINRA’s BrokerCheck.